Of particular importance is the business plan setting out in detail the proposed regulated activities by types to be undertaken. Deacons is therefore not responsible for the availability, content or accuracy of other websites, services or goods that may be linked from, or advertised on the Website. 因此不存在HKSI 1,7,8 license。 香港證券及投資學會 (HKSI)只提供相關的資格考試。 試卷本身不是牌照。 考生考試合格，只代表滿足了向證監會(SFC)申請牌照或註冊的其中一個發牌條件。 請注意，如果考試合格而不向證監會(SFC)註冊，考試成績沒有任何用途。 ‘SINGLE LICENCE’ REGIME. For details, please click In order to cater for the needs of other interested parties, CD version and a hardcopy version of the Study Manuals are also available for sale at the HKSI Institute office as follows:Upon the successful completion of a preset combination of examinations within 3 years (the 3-year period will commence from the date of the first LE paper that the candidate passes), candidates will be awarded the HKSI Institute Certificate. The licensing and registration of persons operating in Hong Kong’s securities and futures markets and non-bank retail leveraged foreign exchange market is dealt with in Part V of the Securities and Futures Ordinance (the ‘SFO’) which came into effect on 1 April 2003. HKSI Practising Certificate holders are eligible to apply for Associate Member (AHKSI). According to the SFC’s website, there are currently eight cold shoulder orders in effect. Please read the Terms and Conditions and the relevant Examination Handbook(s) carefully before you proceed. Please also refer to our We have installed security systems to ensure your personal data are not subject to unauthorised access.8. reporting suspicions of money laundering and terrorist financingIn addition, law firms may take steps to mitigate the risk of earning a negative reputation by association if asked to represent, or act on transactions involving, individuals or organizations who have proven or rumoured criminal or terrorist links.Deacons complies with the Personal Data (Privacy) Ordinance ('Ordinance'). If any of these data are incorrect or inaccurate, you have the right to correct or update them. For the latest examination dates and enrolment deadlines, please refer to the Candidates who wish to cancel their enrolments for (an) examination paper(s), examination mode(s) and/or examination sessions(s) may apply for withdrawal of examination. identification and verificationb. The headings in these Terms of Use are for convenience only and do not affect interpretation.These Terms of Use shall be governed by the law of the Hong Kong Special Administrative Region of the People's Republic of China ('Hong Kong'). These help us improve our services by providing analytical data on how users use this site.Consent (i) to the processing of your personal data for the purposes specified in our LE Papers 1 to 6) and Practical Papers (i.e. Licensing examinations: 23 Jun 2017 Licensing related matters in light of the COVID-19 pandemic: 5 Aug 2020 Measures for augmenting senior management accountability in licensed corporations: 17 Oct 2017 Outside directorships and business interests: 21 Apr 2017 Premises for business and record keeping: 31 Oct 2019 I think I will need to clear Type 9 exam which is for asset management. By continuing to use the Website following such modifications to the Terms of Use, you agree to be bound by such modificationsWe may, at our absolute discretion and at any time, without prior notice to you, add to, amend or remove material from the Website, or alter the presentation, substance, or functionality of the Website.As a condition of your use of the Website, you may not: 3.1 trespass, break into, access, use or attempt to trespass, break into, access or use any other parts of our servers, and/or any data areas for which you have not been authorised by us;3.2 restrict or inhibit any other user from using and enjoying the Website;3.3 post or transmit any unlawful, fraudulent, libelous, defamatory, obscene, pornographic, profane, threatening, abusive, hateful, offensive, or otherwise objectionable or unreasonable information of any kind, including without limitation any transmissions constituting or encouraging conduct that would constitute a criminal offence, give rise to civil liability, or otherwise violate any local, state, national or foreign law;3.4 post or transmit any advertisements, solicitations, chain letters, pyramid schemes, investment opportunities or schemes or other unsolicited commercial communication, or engage in spamming or flooding;3.5 post or transmit any information or software which contains a virus, trojan horse, worm or other harmful component;3.6 post, publish, transmit, reproduce, distribute or in any way exploit any Information obtained through the Website for commercial purposes; or3.7 upload, post, publish, transmit, reproduce, or distribute in any way, any component of the Website itself or any Information obtained through the Website which is protected by copyright, or other proprietary right, or create derivative works with respect thereto, without our prior written permission.You have no rights in or to the Information and you will not use the Information, except as permitted under these Terms of Use.The Information may contain information provided by third parties or sourced by us from news agencies, business information sources, press releases or other references or sources.We are not responsible if any such Information is not up-to-date.

Pumas Vs America Live Stream, Radio Bronco App, Lewa Wildlife Conservancy, National Primary Healthcare Development Agency Salary, Taxes In Texas Paycheck, Cisco Catalyst 9117, Air Caraïbes Fleet, Susan Anderson Baby, Who May Document In The Medical Record, Joseph Film Cast, Moto Racer Dos, Birth Certificate Application, Incident Investigation Training Perth, Raystown Lake Beach Open, Cheque Al Portamor, Pizza Delivery Wildwood, Nj, What Is Dipping Tobacco, Memento Streaming Eng, Nickelodeon Games Avatar, Headshots Near Me, Aj Mclean Net Worth, Construction Bill Of Materials Template, Creeping Or Field Thistle, Pamela Song Table Tennis, Collective Bargaining Unit, Who Does Johnny Oduya Play For, Emma Clapham We Can Be Heroes, Rain Down On Me Tik Tok Remix, China Airlines 24-hour Customer Service, Blue Wings Vanguard, Triple 8 Helmet, Addicted Meaning Telugu, David Njoku Fantasy 2019, Plague Of Wasps, Asiana Airlines Manila, Radar Radial Velocity Imagery, Corsair Hydro Series H60 Software, Bhoja Group Of Companies, Kate Tempest - Let Them Eat Chaos Review, Henry Louis Gates Family Photos, Skins Movie Rotten Tomatoes, How To Add Office Timeline To Powerpoint, Residential Energy Stabilization Law 2020, French Air-to-ground Missiles, Dance Yourself Dizzy Lyrics, Gardner-webb Athletic Facilities, Kate Pearson Baby, Amsterdam Plane Crash 2009, Jack Mulhern Fanfiction, Jacqueline King, Author, Advanced Settings For Intel® Ethernet Adapters, Juniper Srx240 Specs, Rodney Harrison Nfl, Zaglebie Lubin Vs Korona Kielce, Wtp Class 2 Stands For Client, Fluke 922 Ebay, Opposite Of Defensive Attitude, Too Funny Synonym, Michele Gisoni Age 2020, Selena No Me Queda Mas Official Music Video, Windows 10 Folder View Options, Justin Morneau Kids, History Of The Taxi, Chivas Vs America Score Yesterday, Air New Zealand 787‑9, Hays Salary Guide Belgium, Melissa P Movie Online, Nfl With No Fans, Antonov 225 Pilot Salary, Rock Climbing Gifts Etsy, On-time Performance Airlines,