Posted: 20 days ago
Working for a reputable Investment Bank, well experienced in data centre operations Posted: 8 days ago
The banking background of our wealth management team is unique in Hong Kong. In assessing whether a person is fit and proper to be or remain licensed as a responsible officer, the SFC will also consider (among other things) whether the person is able to devote sufficient time to his or her duties as a responsible officer, and to properly manage any potential conflicts of interest arising from any other capacities or business interests of that person. Highlights of the course include: Appointment of a responsible officer: Who is eligible and what requirements must be satisfied? | Recruitment/Staffing/RPO She is now inviting calibre candidates to join her team with the requirements as below: A First Sergeant is a senior non-commissioned officer (NCO) in the United States Army.
Certification/Professional qualification Job Description : Job Description. These help us improve our services by providing analytical data on how users use this site.Consent (i) to the processing of your personal data for the purposes specified in our The regime was introduced by the SFC to implement a stronger management accountability principle. Q) Can a person be the Responsible Officer for a number of licensed corporations?Q) Can the SFC exercise its disciplinary powers against a Responsible Officer?The SFC has stated that whether they are to discipline a regulated person depends on the specific facts of each case and that they will take into account the individual’s apparent or actual authority in relation to the particular business and operations, his or her level of responsibility within the licensed corporation concerned, any supervisory duties he or she may perform, and the level of control or knowledge he or she may have concerning any failure by the corporation or persons under his supervision to follow the SFC’s Code of Conduct .The SFC can impose disciplinary sanctions of a civil nature, for example, licence revocation or suspension, pecuniary fine and reprimand. We are hiring for Technical Consultant-Redhat, With one of my leading client in Hong Kong. Job Description :
Responsibilities:
* Provide all rounded support in the Customer Service Department
* Handle account opening procedures (KYC, CDD)
* Liaise with clients, internal and external parties as required
* Assist in implementing
| Posted: a month ago Banking/Accounting/Financial Services |
The potential and Last 3 Days Posted: 3 days ago | Consideration would also be given to whether the person can properly manage any potential conflicts of interest arising from his or her other capacities and/or business interests. Job Highlights:
* Administrator for overall IT infrastructure
* IT infrastructure project planning and execution Jobs for COVID-19 Layoffs Newly established PRC based Financial Institution in Hong Kong She is now in progress of application under SFC licenses 1 If you continue to use this website, you consent to our Cookies that are necessary for the site to function properly.These are used to track user interaction and detect potential problems. 5-7 Years Get notified when new jobs are posted
Posted: 3 months ago 0-1 Years Manpower
We look for individuals who share our passion for solving challenging problems. The course aims to reinforce the general functions and specific duties and liabilities of a Responsible Officer under the Securities and Futures Ordinance (Cap.571) through sharing of key legal and/or enforcement cases.
In addition to these, senior management of licensed corporations (including Responsible Officers) should also be aware of potential criminal liability in certain circumstances. In addition to life insurance and financial planning services, we also offer one-stop referral for banking services such as private banking, MPF, home mortgage, etc.
Individual not being a director can also become a responsible officer. Sfc Responsible Officer Jobs - Check Out Latest Sfc Responsible Officer Job Vacancies For Freshers And Experienced With Eligibility, Salary, Experience, And Location. | Project Leader/Project Manager What are a Sergeant First Class' Responsibilities?
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